Series 7 Study Guide

Test Prep Book's Series 7 Study Guide: Test Prep Manual & Practice Exam Questions for the FINRA Series 7 Licence Exam




Developed by Test Prep Books for test takers trying to achieve a passing score on the Series 7 exam, this comprehensive study guide includes:





•Quick Overview


•Test-Taking Strategies


•Introduction


•Regulatory Requirements


•Knowledge of Investor Profile


•Opening and Maintaining Customer Accounts


•Business Conduct Knowledge & Suitable Recommendations


•Orders and Transactions in Customer Accounts


•Professional Conduct and Ethical Considerations


•Primary Marketplace


•Secondary Marketplace


•Principal Factors Affecting Securities, Markets, and Prices


•Analysis of Securities and Markets


•Equity Securities


•Debt Securities


•Packaged Securities and Managed Investments


•Options


•Retirement Plans


•Custodial, Edcation, and Health Savings


•Practice Questions


•Detailed Answer Explanations





Disclaimer: The Financial Industry Regulatory Authority (FINRA) does not endorse this product nor is FINRA affiliated in any way with the owner or any content related to this product.





Each section of the test has a comprehensive review created by Test Prep Books that goes into detail to cover all of the content likely to appear on the Series 7 test.





The Test Prep Books Series 7 practice exam questions are each followed by detailed answer explanations. If you miss a question, it's important that you are able to understand the nature of your mistake and how to avoid making it again in the future. The answer explanations will help you to learn from your mistakes and overcome them.





Understanding the latest test-taking strategies is essential to preparing you for what you will expect on the exam. A test taker has to not only understand the material that is being covered on the test, but also must be familiar with the strategies that are necessary to properly utilize the time provided and get through the test without making any avoidable errors. Test Prep Books has drilled down the top test-taking tips for you to know.





Anyone planning to take this exam should take advantage of the Series 7 exam prep review material, practice test questions, and test-taking strategies contained in this Test Prep Books study guide.